altai capital management aum

Aum Capital provides wealth management solutions for high-net-worth individuals, families & institutions, AUM Capital Wealth Management helps clients to build and preserve their financial wealth. the MV of securities sold, whichever is less, With Preqin Pro, you gain an unobstructed view of all alternative asset class activity across institutional investors, fund managers, funds, portfolio companies, deals, exits, and service providers. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The two most similar investment funds to Altai Capital Management, L.P. are Lnz Capital L.P. and Astoria Portfolio Advisors. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. [2]: In this article, we discuss 10 stock picks of Rishi Bajaj's Altai Capital. Written by investor.com. Namely, one hedge fund and one private equity fund. Will anyone that was involved be involved with my accounts in any capacity? In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. How do these benefits affect the firms selection of a broker-dealer partner? This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. The fund's latest filing disclosed 105MM in positions, representing 17% of the manager's regulatory AUM. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real . Rishi Bajaj, Steven Tesoriere and Toby Symonds founded Altai Capital Management, L.P. in July of 2009. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. Their last reported 13F filing for Q4 2022 included $107,961,000 in managed 13F securities E2open Inc (NASDAQ:EOPN)s stock continues to be gobbled up by Altai Capital Management, L.P. like it was pellets in a game of Pac-Man, and Altai was the very hungry protagonist of said game. Terms of Use | Disclaimers | Privacy Policy. Critical insights, thoughtfully organized, with real-time alerts. Clients pay Altai Capital Management, L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. As investors become more evolved and sophisticated in their requirements for financial products and services, delivery standards need to keep pace. Altai also makes private equity investments. Company profile. Why doesnt your firm use a secure website? When completed, an email will be sent to the email address you specify Please see our Disclaimers for more information. On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. A newly-amended 13D filing with the Securities and Exchange Commission revealed that Rishi Bajaj, Toby Symonds, and Steve Tesoriere's Altai Capital has decreased its stake inServicesource International Rishi Bajaj (pictured), Toby Symonds, and Steve Tesoriere's Altai Capital has disposed off some 41,100 shares ofWausau Paper Corp. (NYSE:WPP)according to a recent 13D form filed with the SEC. Subscribe to WhaleWisdom to view all filing data The average market cap of the portfolio companies is close to $12 billion. Which securities does your firm trade for itself that it will also be recommending to me? Momentum Activist Targets Dividend Yield Microcap with Revenue NCAV Screen Net Net Working Capital Negative Enterprise Value Piotroski Score ROIC Screen Short Volume Ratio High Insider Selling High Insider Buying. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. In addition, the fund holds 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million. It sold the previously owned 353,934 shares for $839 thousand. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Altai Capital Management, L.P. closed its position in The Beachbody Company Inc Com Cl A on 15th August 2022. . View Filing. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. Please provide me a list of the products and a summary of how much your firm earns from them. All text and design is copyright 2020 WhaleWisdom.com. Michael G Scarola joined the executive team most recently as the Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer. FINRA data last verified March 30, 2023. tips_and_updates Financial advisor education. According to the last 13-F report filed with the SEC, Rishi Bajaj serves as the Chief Investment Officer at Altai Capital Management, L.P.. 13F Data. The fund focuses on investments in the United States as Does your firm offer mutual funds that have 12b-1 fees? Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. Management owns 18 percent of the fund. INTERSECT Orange County, California Area Controller Altai Capital Management, L.P. Mar 2011 - Dec 2018 7 years 10 months . Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. Questions to ask $148 million Assets Under Management (AUM) As of 8th August 2022, Altai Capital Management, L.P.'s top holding is In addition, . . In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Altai Capital Management, L.P. is a large advisory firm based in Newport Beach. Should I Hire a Financial Advisor or DIY It? Altai Capital Management, L.P handles $195.4 million in assets under management across five accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). Unlock exclusive data on future plans, company financials, fundraising history, track records, and more. HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P- The amount of regulatory assets under management is $89.07 million for 2 clients. For the most up-to-date information, please view the applicable SEC and FINRA reports above. Compare against similar firms. What data have companies recently filed about. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. 949-326-9611, Is this your firm? Questions to ask Altai Capital Management has custody of $89.07 million in cash and securities for 2 clients in total but doesnt act as a qualified custodian. The Reporting Persons used approximately $8,025,516 (including brokerage commissions) in the aggregate to purchase the Common Stock for the account of Osprey. !500 Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). Quickly find out what the most recently closed or increased positions are. What does this mean and why is this important? All rights reserved. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Request a Preqin Pro demo for full access to all profiles and underlying data. For further detail, see our articles on different types of advisors and financial advisor services. What does this mean? AUM: $195.4 MM (2022-03-30) Employees: 5 (80% Investors, 0% Brokers) Phone: 949-326-9611: Address: 4675 MacArthur Court Newport Beach, CA . What does this mean? Altai Capital Management is a California-based asset manager founded in 2009. The firm aims to deliver returns over multiple market cycles, focusing predominantly on credit and equity opportunities. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.58 million each. Investor.com is your trustworthy guide to the world of personal finance. The fund was transferred from AIA Thailand after AIAIMT was established last year and is . Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. You must have a subscription to view WhaleScore histories. Track the AUM, funds, and holdings for Altai Capital Management LP over time. Altai Capital Management, registered in 2009, serves 0 state(s) with a licensed staff of 4 advisors. Altai Capital Management: assets under management The assets under management (AUM) of Altai Capital Management, L.P. is $126.31 million , all of which is managed in discretionary accounts. As a result, we do not support personal reviews on the site. According to the last 13-F report filed with the SEC, Rishi Bajaj serves as the Chief Investment Officer at Altai Capital Management, L.P.. What did Elon Musk say in the last Tesla earnings call? Is your firm a broker-dealer or are you affiliated with one? What does this mean? What does this mean? In total, Altai Capital Management manages $118.7 million in assets. What conflicts do I need to be made aware of? How do I get notified when a new news item mentions Jack Dorsey? Altai Capital Management, L.P. Jan 2019 - Present 4 years 4 months. The managers's latest filing has disclosed 105MM in positions, which represents 17% of the manager's regulatory AUM. Rishi Bajaj, Toby Symonds, and Steve Tesoriere's Altai Capital is a mid-sized hedge fund with a focus on the technology sector. Altai Capital Management is a hedge fund company based in 0, 0. In its recent filing with the U.S. Securities and Exchange Commission, Altai Capital, led by Rishi Bajaj, Toby Symonds, and Steve Tesoriere, has revealed a new stake in TerraForm Power Inc. By registering on our site, you will have access to additional pages and functionality such as our . While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Though it may file a 13D every once and a while, Altai Capital is not an activist fund per say, and should not be thought of as one. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Which stocks have institutional investors recently bought or sold? . 4675 MacArthur Court, Suite 1500 Newport Beach, CA 92660. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. We use cookies on this site to provide a more responsive and personalized service. Altai Capital Management, L.P. | 128 followers on LinkedIn. Sorry, no results has been found matching your query. Altai Capital Management is based out of Newport Beach. How do I get notified when a new S-1 is filed that mentions. The fund's latest filing disclosed 105MM in positions, representing 17% of the manager's regulatory AUM . Any data inaccuracies, please contact our team. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades. Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. Rishi Bajaj also disclosed a decreased stake in E2open Parent Holdings Inc Com Cl A by approximately 0.1%. Questions to ask While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. {"search": "/search", "clicked": "/clicked", "portfolio_add": "/portfolio-add", "portfolio_remove": "/portfolio-remove", "portfolio_create": "/portfolio-create", "portfolio_activate": "/portfolio-activate", "portfolio_delete": "/portfolio-delete", "portfolio_rename": "/portfolio-rename", "portfolio_color": "/portfolio-color", "home_filter": "/home-filter", "htmlspeed": "/htmlspeed", "add_tag_firm": "/add-tag-firm", "add_tag_click": "/add-tag-click", "copy_aum": "/copy-aum", "stripe_checkout": "/stripe-checkout", "update_card": "/update-card"}, {"uid": 51998813, "pid": -1, "pid_a": [], "name": "", "email": "", "blacklist_f": false, "paywall_f": false, "paywall_n": 0, "random_n": 0}, (a) Individuals (other than high net worth individuals), (b) Individuals (high net worth individuals), (i) State or municipal government entities, (l) Sovereign wealth funds and foreign official institutions, (m) Corporations or other businesses not listed above. Altai Capital Management, LLC CIK # 0001619440: EDGAR Form CIK 2011 - 2022; 3 Altai Capital Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $195,383,000 (Form ADV from 2022-03-30). This could also limit the number and diversity of investment options available and may impact their transferability. For more on Altai Capital Management Lp including top positions . What was different in Amazon's 10-K filing from 2021 vs 2020? . How do I get daily alerts for trending tickers, Reddit mentions and ownership? Central Index Key (CIK): 0001478982; Tip: Access up to 7 years of quarterly data. 10% of the total holdings value. Positions held by Altai Capital Management consolidated in one spreadsheet with up to 7 years of data . Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. You can register for free here. 2023 Reink Media Group LLC. With data and benchmarks that track back more than 40 years, Preqin Pro is the most trusted data provider in the industry. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. Does your fim accept soft-dollar benefits? April 25, 2023. Altai Capital Management manages $118.7 million and provides investment advisory services for 2 clients (1 advisor/client ratio). Newport Beach, CA 92660. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. (a) This Schedule 13D is filed by: (i) Altai Capital Management, L.P., a Delaware limited partnership registered as an investment adviser with the U.S. Servicesource International Inc. (NASDAQ:SREV): Rishi Bajaj, Toby Symonds, And Steve Tesoriere's Altai Capital filed an amended 13D. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. Regulatory disclosures state that firm sells proprietary investments and products. As a Certified B Corporation, our focus is simple: people before profits. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. for ALTAI CAPITAL MANAGEMENT, L.P. Top 20 equal-weighted holdings. They operate 3 private funds and have approximately $46.9 million in total assets under management (AUM). What does this mean and why is it important? Will any of my assets be invested in those products? Blue Sky Digital Outdoor Advertising Fund Fund Data, Sarasin Ie Global Equity Opportunities (Usd) Fund Data, Themelios Ventures Ii-A, L.P. Fund Data, Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer. While Altai Capital Management advises clients across a variety of portfolio sizes, the average client balance is currently $59.3 million. The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony.

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